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Registered advisor
H••••• J•••• P••••••
Feed of 09/14/2026
At current firm
16 y
since Nov 17, 2009
In the industry
26 y
since Oct 20, 1999 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• F••••••••• L•• former currentsince Nov 17, 2009 · Granite Falls, Nc
- S••••••••• A•••••• A•••••••• I••• formerFeb 8, 2002 to Dec 1, 2009 · Humble, Tx
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to C•••••••• F••••••••• L••left Dec 1, 2009, registered Nov 17, 2009 (-14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address