RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• L••• A•••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 14, 2018 · Brighton, Mi
- I••••• F•••••••• C••••••••• formerApr 24, 2012 to Feb 16, 2018 · Brighton, Mi
- E•••••••• W••••• M••••••••• L•• formerApr 24, 2012 to Jun 1, 2017 · Brighton, Mi
- F••••••• F•••••••• S••••••••• L•• independent RIAOct 25, 2010 to Apr 20, 2012 · Brighton, Mi
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Feb 16, 2018, registered Feb 14, 2018 (-2 days) · corporate re-registration, not a move
- E•••••••• W••••• M••••••••• L•• to I••••• F•••••••• C•••••••••left Jun 1, 2017, registered Apr 24, 2012 (-1864 days) · Other
- F••••••• F•••••••• S••••••••• L•• to E•••••••• W••••• M••••••••• L••left Apr 20, 2012, registered Apr 24, 2012 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address