DFX Intelligence
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Registered advisor
T•• G•••••• G•••
Feed of 09/14/2026
Also filed as C•••• G•••••• T•• G•••••• G••••••• G•••••• G••••••• G•••••• G••• J••••• G•••••• G••••••• G•••••• G••• J•••••• G•••
At current firm
9 y
since Jan 6, 2017
In the industry
33 y
since Aug 10, 1993 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jan 6, 2017 · Austin, Tx
- U•• F•••••••• S••••••• I••• wirehouseNov 28, 2008 to Jan 17, 2017 · Austin, Tx
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Dec 2, 2008 · Austin, Tx
- M••••• S•••••• D• I••• unclassifiedApr 17, 2000 to Apr 2, 2007 · Austin, Tx
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 17, 2017, registered Jan 6, 2017 (-11 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Dec 2, 2008, registered Nov 28, 2008 (-4 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 33derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address