RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• F•••••••• K•••
- L•• F•••••••• L•• BD affiliated currentsince Dec 2, 2024 · West Linn, Or
- S•• I••••••••• A•••••••• I••• formerAug 31, 2020 to Dec 2, 2024 · West Linn, Or
- K•• F•••••••• S•••••••• I•• formerAug 4, 2003 to Aug 31, 2020 · West Linn, Or
- S•• I••••••••• A•••••••• I••• to L•• F•••••••• L••left Dec 2, 2024, registered Dec 2, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- K•• F•••••••• S•••••••• I•• to S•• I••••••••• A•••••••• I•••left Aug 31, 2020, registered Aug 31, 2020 (0 days) · Affiliated broker-dealer or bank to another
- R••••• F•••••••• K••• left S•• I••••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2024-12-02)Dec 2, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address