RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• E••••• R•••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jun 10, 2025 · Jacksonville, Fl
- A••••••••• I••• BD affiliatedOct 11, 2022 to Aug 21, 2024 · Concord, Ca
- S••••••• P•••••• F••••••••• L•• formerAug 28, 2019 to Dec 31, 2019 · San Diego, Ca
- C•••••• G•••• • C• I•• formerAug 28, 2019 to Dec 31, 2019 · Ft Lauderdale, Fl
- C••• F•••••••• S•••••••• L••• formerAug 28, 2019 to Dec 31, 2019 · San Diego, Ca
- N••• F•••••••• G••••• I••• formerSep 27, 2016 to Oct 1, 2021 · Houston, Tx
- A••••••••• I••• to C••••• I••••••••• A••••••• L••left Aug 21, 2024, registered Jun 10, 2025 (293 days) · Affiliated broker-dealer or bank to another
- N••• F•••••••• G••••• I••• to S••••••• P•••••• F••••••••• L••left Oct 1, 2021, registered Aug 28, 2019 (-765 days) · channel change inside one enterprise, not a move
- C•••••• G•••• • C• I•• to C••• F•••••••• S•••••••• L•••left Dec 31, 2019, registered Aug 28, 2019 (-125 days) · channel change inside one enterprise, not a move
- S••••••• P•••••• F••••••••• L•• to C•••••• G•••• • C• I••left Dec 31, 2019, registered Aug 28, 2019 (-125 days) · channel change inside one enterprise, not a move
- C••• F•••••••• S•••••••• L••• to C•••••• G•••• • C• I••left Dec 31, 2019, registered Aug 28, 2019 (-125 days) · Affiliated broker-dealer or bank to another
- T••••• E••••• R••• left A••••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2025-06-10)Aug 21, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address