DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
10 y
since Aug 16, 2016
In the industry
42 y
since Mar 15, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cwm, LLC BD affiliated currentsince Aug 16, 2016 · Watkinsville, Ga
- Allgood Financial Advisory unclassifiedJan 9, 2013 to Jan 13, 2017 · Bogart, Ga
- Allgood Financial Advisory unclassifiedMay 7, 2003 to Dec 31, 2003 · Athens, Ga
- LPL Financial LLC BD affiliatedNov 8, 2001 to Dec 23, 2016 · Watkinsville, Ga
Moves
a registration end followed by a registration begin elsewhere
- Allgood Financial Advisory to Cwm, LLCleft Jan 13, 2017, registered Aug 16, 2016 (-150 days) · Other
- LPL Financial LLC to Allgood Financial Advisoryleft Dec 23, 2016, registered May 7, 2003 (-4979 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address