DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Diana Lynne Melvin
Merrill Lynch, Pierce, Fenner & Smith IncorporatedwirehouseClearwater, Fl dual registrantIAPD 1248995
Feed of 09/15/2026
Also filed as Diana Lynne Bailey
At current firm
13 y
since Aug 12, 2013
In the industry
42 y
since Jun 2, 1984 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse currentsince Aug 12, 2013 · Atlanta, Ga
- UBS Financial Services Inc. wirehouseMay 8, 2013 to Aug 7, 2013 · Little Rock, Ar
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 22, 2010 to Apr 19, 2013 · Little Rock, Ar
- UBS Financial Services Inc. wirehouseMar 13, 2003 to Jun 18, 2010 · Little Rock, Ar
- Simmons First Investment Group, Inc. formerFeb 12, 2001 to Feb 18, 2003 · Little Rock, Ar
Moves
a registration end followed by a registration begin elsewhere
- UBS Financial Services Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 7, 2013, registered Aug 12, 2013 (5 days) · Wirehouse to wirehouse
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to UBS Financial Services Inc.left Apr 19, 2013, registered May 8, 2013 (19 days) · Wirehouse to wirehouse
- UBS Financial Services Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jun 18, 2010, registered Jun 22, 2010 (4 days) · Wirehouse to wirehouse
- Simmons First Investment Group, Inc. to UBS Financial Services Inc.left Feb 18, 2003, registered Mar 13, 2003 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address