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RIA Intelligence
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Registered advisor
T•••••• B•••••••
Feed of 09/14/2026
At current firm
1 y
since Jul 10, 2025
In the industry
42 y
since Aug 1, 1984 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Jacksonville, Fl
- N••• F•••••••• G••••• I••• formerMar 25, 2019 to Jul 10, 2025 · Jacksonville, Fl
- C••••• A•••••• N••••••• L•• formerSep 18, 2014 to Jan 31, 2019 · Jacksonville, Fl
- B•• W••••• • A•••• M••••••••• unclassifiedNov 19, 2004 to May 31, 2019 · Jacksonville, Fl
- F•• S••••••••• C••••••••• formerMay 25, 2004 to Sep 17, 2014 · Jacksonville, Fl
- U•• F•••••••• S••••••• I••• wirehouseMar 9, 1994 to May 10, 2004 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- B•• W••••• • A•••• M••••••••• to C••••• A•••••• N••••••• L••left May 31, 2019, registered Sep 18, 2014 (-1716 days) · Other
- C••••• A•••••• N••••••• L•• to N••• F•••••••• G••••• I•••left Jan 31, 2019, registered Mar 25, 2019 (53 days) · Affiliated broker-dealer or bank to independent RIA
- F•• S••••••••• C••••••••• to B•• W••••• • A•••• M•••••••••left Sep 17, 2014, registered Nov 19, 2004 (-3589 days) · Other
- U•• F•••••••• S••••••• I••• to F•• S••••••••• C•••••••••left May 10, 2004, registered May 25, 2004 (15 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address