RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• M••••••• F••••
- B••• A••••••• independent RIA currentsince Jan 14, 2019 · Montgomeryville, Pa
- T•• G•••••• C•••••• formerAug 18, 2017 to Dec 31, 2018 · Lansdale, Pa
- F••••••• F•••••• P••••••• C•••• state registeredDec 2, 2013 to Dec 11, 2017 · Montgomeryville, Pa
- A••••••• F•••••••• M••••••••• G••••• L••• formerJan 2, 2013 to Nov 21, 2013 · Berwyn, Pa
- I•• A••••••• S•••••••• L•• formerSep 24, 2008 to Feb 28, 2013 · Media, Pa
- H•• I••••••••• A•••••••• L•• unclassifiedNov 14, 2007 to Jul 30, 2008 · Fort Washington, Pa
- T•• G•••••• C•••••• to B••• A•••••••left Dec 31, 2018, registered Jan 14, 2019 (14 days) · Other · moved with a team
- F••••••• F•••••• P••••••• C•••• to T•• G•••••• C••••••left Dec 11, 2017, registered Aug 18, 2017 (-115 days) · Other
- A••••••• F•••••••• M••••••••• G••••• L••• to F••••••• F•••••• P••••••• C••••left Nov 21, 2013, registered Dec 2, 2013 (11 days) · Other
- I•• A••••••• S•••••••• L•• to A••••••• F•••••••• M••••••••• G••••• L•••left Feb 28, 2013, registered Jan 2, 2013 (-57 days) · Other
- H•• I••••••••• A•••••••• L•• to I•• A••••••• S•••••••• L••left Jul 30, 2008, registered Sep 24, 2008 (56 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address