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Registered advisor
S••••• W•••• F••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Jun 14, 2024
In the industry
31 y
since Oct 4, 1994 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Wilmington , Vt
- S••••••••• A•••••• A•••••••• I••• formerDec 5, 2005 to Jun 14, 2024 · Boca Raton, Fl
- V•••••• A•••••••• I••• BD affiliatedOct 19, 2004 to Nov 28, 2005 · Boca Raton, Fl
- I••••••••• B• P•••••••• I••• formerJun 27, 2003 to Sep 30, 2004
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- V•••••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Nov 28, 2005, registered Dec 5, 2005 (7 days) · Other
- I••••••••• B• P•••••••• I••• to V•••••• A•••••••• I•••left Sep 30, 2004, registered Oct 19, 2004 (19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address