DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Daniel Gerard Mccabe
Feed of 09/15/2026
Also filed as Daniel G Mccabe
At current firm
4 y
since Nov 16, 2021
In the industry
38 y
since Mar 8, 1988 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Highpoint Planning Partners independent RIA currentsince Nov 16, 2021 · Downers Grove, Il
- Highpoint Advisor Group, LLC formerJun 17, 2013 to Dec 31, 2021 · Orland Park, Il
- Raymond James & Associates, Inc. national BDMar 30, 2006 to May 22, 2013 · Orland Park, Il
- Chase Investment Services Corp. formerJul 12, 2005 to Mar 31, 2006 · Orland Park, Il
Moves
a registration end followed by a registration begin elsewhere
- Highpoint Advisor Group, LLC to Highpoint Planning Partnersleft Dec 31, 2021, registered Nov 16, 2021 (-45 days) · corporate re-registration, not a move
- Raymond James & Associates, Inc. to Highpoint Advisor Group, LLCleft May 22, 2013, registered Jun 17, 2013 (26 days) · Other
- Chase Investment Services Corp. to Raymond James & Associates, Inc.left Mar 31, 2006, registered Mar 30, 2006 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address