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Registered advisor
G••••• Y•••••••• S•••
Certified Financial Planner
Feed of 09/14/2026
At current firm
9 y
since Mar 15, 2017
In the industry
42 y
since Sep 1, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Mar 15, 2017 · Honolulu, Hi
- S••••••• I••••••••• I••• formerMay 13, 2016 to Mar 16, 2017 · Honolulu, Hi
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedSep 4, 2009 to May 13, 2016 · Honolulu, Hi
- T••••••••• F•••••••• A•••••••• I••• unclassifiedApr 4, 2006 to Sep 4, 2009 · Honolulu, Hi
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• I••• to O•••• W•••••• I•••left Mar 16, 2017, registered Mar 15, 2017 (-1 days) · Other · moved with a team
- T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
- T••••••••• F•••••••• A•••••••• I••• to T••••••••• F•••••••• A•••••••• L••left Sep 4, 2009, registered Sep 4, 2009 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address