DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kevin William Mcbarron
Feed of 09/14/2026
At current firm
1 y
since Mar 17, 2025
In the industry
37 y
since Apr 14, 1989 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Mar 17, 2025 · Carlsbad, Ca
- Union Capital Company independent RIADec 21, 2015 to Apr 3, 2025 · Carlsbad, Ca
- Msi Financial Services, Inc. formerJan 2, 2015 to Dec 31, 2015 · San Diego, Ca
- New England Securities Corporation formerDec 19, 2012 to Jan 2, 2015 · San Diego, Ca
- Sii Investments, Inc. formerNov 7, 2002 to Nov 15, 2012 · Irvine, Ca
- Sentra Securities Corporation unclassifiedAug 7, 2000 to Nov 15, 2002 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- Union Capital Company to LPL Financial LLCleft Apr 3, 2025, registered Mar 17, 2025 (-17 days) · RIA to affiliated broker-dealer or bank
- Msi Financial Services, Inc. to Union Capital Companyleft Dec 31, 2015, registered Dec 21, 2015 (-10 days) · Other
- New England Securities Corporation to Msi Financial Services, Inc.left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
- Sii Investments, Inc. to New England Securities Corporationleft Nov 15, 2012, registered Dec 19, 2012 (34 days) · Other
- Sentra Securities Corporation to Sii Investments, Inc.left Nov 15, 2002, registered Nov 7, 2002 (-8 days) · Other
Signals
- Kevin William Mcbarron left Union Capital Company for Lpl Financial Llc (registered 2025-03-17)Apr 3, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address