R••••• M••••• S••••

R•••••• J•••• • A••••••••• I•••national BDPlymouth, Mi dual registrantIAPD 1286807

Feed of 09/15/2026

Also filed as R•• S••••••••• M• S•••••••• S••••

At current firm

0 y

since Nov 13, 2025

In the industry

42 y

since Aug 31, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• • A••••••••• I••• national BD current
since Nov 13, 2025 · Plymouth, Mi
U•• F•••••••• S••••••• I••• wirehouse
Dec 5, 2008 to Nov 25, 2025 · Plymouth, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 3, 2000 to Dec 9, 2008 · Ann Arbor, Mi

Moves

a registration end followed by a registration begin elsewhere

U•• F•••••••• S••••••• I••• to R•••••• J•••• • A••••••••• I•••
left Nov 25, 2025, registered Nov 13, 2025 (-12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Dec 9, 2008, registered Dec 5, 2008 (-4 days) · Wirehouse to wirehouse

Signals

••• Locked
Nov 25, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 42derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address