D••• R•••••• L••••

• L•• F•••••••• L•• BD affiliated current
  since Jan 7, 2010 · Edison, Nj
• C•••• I••••••••• S••••••• C•••• former
  Jun 12, 2003 to Dec 11, 2009 · Staten Island, Ny
• Q•••• • R•••••• I••• unclassified
  Nov 21, 2002 to Apr 8, 2003 · Princeton, Nj
• C•••• I••••••••• S••••••• C•••• former
  Sep 8, 1998 to Sep 25, 2002 · New York, Ny

• C•••• I••••••••• S••••••• C•••• to L•• F•••••••• L••
  left Dec 11, 2009, registered Jan 7, 2010 (27 days) · Other
• Q•••• • R•••••• I••• to C•••• I••••••••• S••••••• C••••
  left Apr 8, 2003, registered Jun 12, 2003 (65 days) · Other
• C•••• I••••••••• S••••••• C•••• to Q•••• • R•••••• I•••
  left Sep 25, 2002, registered Nov 21, 2002 (57 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

42derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address