RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••••• J•••••• T•••••
- J•••••• T••••• I••••••••• S••••••••• state registered currentsince Jan 1, 2026 · Seneca, Sc
- E•• A••••••• formerJan 27, 2010 to Dec 31, 2010 · Anderson, Sc
- E•••• P••• S••••••• I•• formerJan 12, 2009 to Jan 27, 2010 · Anderson, Sc
- S•••• • S••••••••• L•• formerJun 11, 2001 to Jan 22, 2008 · Clemson, Sc
- E•• A••••••• to J•••••• T••••• I••••••••• S•••••••••left Dec 31, 2010, registered Jan 1, 2026 (5480 days) · Other
- E•••• P••• S••••••• I•• to E•• A•••••••left Jan 27, 2010, registered Jan 27, 2010 (0 days) · Other
- S•••• • S••••••••• L•• to E•••• P••• S••••••• I••left Jan 22, 2008, registered Jan 12, 2009 (356 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address