DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Larissa Anna Poindexter

Arax Advisory PartnersBD affiliatedHouston, Tx dual registrantIAPD 1298572

Feed of 09/14/2026

At current firm

0 y

since Jul 21, 2026

In the industry

41 y

since Sep 24, 1984 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Arax Advisory Partners BD affiliated current
since Jul 21, 2026 · Houston, Tx
U.S. Capital Wealth Advisors, LLC BD affiliated
Mar 24, 2025 to Jul 21, 2026 · Houston, Tx
Oppenheimer & Co. Inc. BD affiliated
May 1, 2009 to Apr 14, 2025 · Houston, Tx
LPL Financial LLC BD affiliated
Apr 16, 2004 to Apr 20, 2009 · Houston, Tx
Raymond James & Associates, Inc. national BD
Jun 13, 2003 to Apr 21, 2004 · Houston, Tx
UBS Financial Services Inc. wirehouse
Feb 12, 1999 to Jun 27, 2003 · Houston, Tx

Moves

a registration end followed by a registration begin elsewhere

U.S. Capital Wealth Advisors, LLC to Arax Advisory Partners
left Jul 21, 2026, registered Jul 21, 2026 (0 days) · corporate re-registration, not a move
Oppenheimer & Co. Inc. to U.S. Capital Wealth Advisors, LLC
left Apr 14, 2025, registered Mar 24, 2025 (-21 days) · Affiliated broker-dealer or bank to another
LPL Financial LLC to Oppenheimer & Co. Inc.
left Apr 20, 2009, registered May 1, 2009 (11 days) · Other
Raymond James & Associates, Inc. to LPL Financial LLC
left Apr 21, 2004, registered Apr 16, 2004 (-5 days) · Other
UBS Financial Services Inc. to Raymond James & Associates, Inc.
left Jun 27, 2003, registered Jun 13, 2003 (-14 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Larissa Anna Poindexter left Oppenheimer & Co. Inc. for U.S. Capital Wealth Advisors, Llc (registered 2025-03-24)
Apr 14, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 41derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address