DFX Intelligence
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Registered advisor
L•••• S••••• J••••••
Feed of 09/14/2026
Also filed as L•••• K•• S••••••••• K•• J••••••••• K•• S••••••••• K• J••••••
At current firm
20 y
since Feb 28, 2006
In the industry
24 y
since Aug 19, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• I••••••••• L•• state registered currentsince Feb 28, 2006 · Dallas, Tx
- N••• F•••••••• G••••• I••• formerMay 6, 2005 to Dec 31, 2005 · Dallas, Tx
- W•••••• • R••• formerNov 19, 2002 to May 6, 2005 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- N••• F•••••••• G••••• I••• to S••••• I••••••••• L••left Dec 31, 2005, registered Feb 28, 2006 (59 days) · Other
- W•••••• • R••• to N••• F•••••••• G••••• I•••left May 6, 2005, registered May 6, 2005 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address