RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• C•••••• V••••
- A•• C•••••• M••••••••• independent RIA currentsince Nov 22, 2019 · Chicago, Il
- A•••• W••••• A•••••••• L•• BD affiliatedOct 4, 2016 to Nov 1, 2019 · Grand Rapids, Mi
- I••••••••• C••••••• L•• formerMay 29, 2014 to Oct 3, 2016 · Chicago, Il
- I•• W••••• M••••••••• I••• BD affiliatedOct 8, 2012 to Apr 1, 2014 · Bear Lake, Mi
- F•••• A••••• A••••••• S•••••••• I••• formerJul 2, 2012 to Oct 26, 2012 · Bear Lake, Mi
- F•••• A••••• S••••••••• I••• formerAug 8, 2007 to Jul 2, 2012 · San Diego, Ca
- A•••• W••••• A•••••••• L•• to A•• C•••••• M•••••••••left Nov 1, 2019, registered Nov 22, 2019 (21 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- I••••••••• C••••••• L•• to A•••• W••••• A•••••••• L••left Oct 3, 2016, registered Oct 4, 2016 (1 days) · Other · moved with a team
- I•• W••••• M••••••••• I••• to I••••••••• C••••••• L••left Apr 1, 2014, registered May 29, 2014 (58 days) · Other
- F•••• A••••• A••••••• S•••••••• I••• to I•• W••••• M••••••••• I•••left Oct 26, 2012, registered Oct 8, 2012 (-18 days) · Other
- F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••left Jul 2, 2012, registered Jul 2, 2012 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address