RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• E••••• D••••
- P••••••••• W••••• M••••••••• L•• independent RIA currentsince Jun 12, 2019 · Hackettstown, Nj
- A••••••• P••••••••• A•••••••• I•• formerAug 6, 2008 to Aug 1, 2019 · Holbrook, Ny
- W••••• S••••• S••••••••• I••• formerAug 1, 2003 to Jul 22, 2008 · West Patterson, Nj
- N••••• • L•••• S••••••••• I••• unclassifiedJan 12, 2000 to Aug 1, 2003 · Hackettstown, Nj
- A••••••• P••••••••• A•••••••• I•• to P••••••••• W••••• M••••••••• L••left Aug 1, 2019, registered Jun 12, 2019 (-50 days) · RIA to RIA
- W••••• S••••• S••••••••• I••• to A••••••• P••••••••• A•••••••• I••left Jul 22, 2008, registered Aug 6, 2008 (15 days) · Other
- N••••• • L•••• S••••••••• I••• to W••••• S••••• S••••••••• I•••left Aug 1, 2003, registered Aug 1, 2003 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address