RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- D••••••••• C•••••• independent RIA currentsince Dec 14, 2023 · Tulsa, Ok
- D••••••••• C•••••• independent RIAApr 2, 2021 to Jan 4, 2022 · Tulsa, Ok
- D••••••••• C•••••• independent RIAApr 28, 2004 to Dec 31, 2011 · Tulsa, Ok
- L•• F•••••••• L•• BD affiliatedAug 12, 2003 to Jun 13, 2012 · Tulsa, Ok
- L•• F•••••••• L•• to D••••••••• C••••••left Jun 13, 2012, registered Apr 28, 2004 (-2968 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address