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Registered advisor
M••• D••••• W•••••••••
Feed of 09/14/2026
At current firm
1 y
since Jul 10, 2025
In the industry
41 y
since Oct 8, 1984 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Bakersfield, Ca
- N••• F•••••••• G••••• I••• formerSep 30, 2004 to Jul 10, 2025 · Bakersfield, Ca
- W••• S••••• F•••••••• G••••• I•• formerNov 12, 2002 to Oct 1, 2004 · Bakersfield, Ca
- C••••••••• F•••••••• N••••••• I••• unclassifiedDec 11, 2001 to Dec 31, 2004 · Bakersfield, Ca
Moves
a registration end followed by a registration begin elsewhere
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- C••••••••• F•••••••• N••••••• I••• to W••• S••••• F•••••••• G••••• I••left Dec 31, 2004, registered Nov 12, 2002 (-780 days) · Other
- W••• S••••• F•••••••• G••••• I•• to N••• F•••••••• G••••• I•••left Oct 1, 2004, registered Sep 30, 2004 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address