DFX Intelligence
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Registered advisor
J••• B•••••• D•••••••
Chartered Financial Consultant
Feed of 09/15/2026
Also filed as J••• B• D••••••••• B•••••• D••••••••• C••••••••• D••••••••• D•••••••
At current firm
12 y
since Apr 1, 2014
In the industry
41 y
since Apr 16, 1985 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- G•• S••••••••• I••• BD affiliated currentsince Apr 1, 2014 · Palm Beach Gardens, Fl
- E•••••••• A•••••••• L•• national BDAug 6, 2010 to Feb 25, 2014 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to G•• S••••••••• I•••left Feb 25, 2014, registered Apr 1, 2014 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address