DFX Intelligence
RIA Intelligence
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Registered advisor
E••• K•••• G••••••
Feed of 09/14/2026
Also filed as E••• K G••••••
At current firm
0 y
since Oct 21, 2025
In the industry
40 y
since Aug 7, 1986 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- P•••• M•••••• L•• independent RIA currentsince Oct 21, 2025 · Walnut Creek, Ca
- M•• F•••••••• S•••••••• I••• formerApr 16, 2008 to Jan 31, 2013 · Walnut Creek, Ca
- O•••• F•• I••• formerDec 19, 1997 to Apr 2, 2008 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to P•••• M•••••• L••left Jan 31, 2013, registered Oct 21, 2025 (4646 days) · Other
- O•••• F•• I••• to M•• F•••••••• S•••••••• I•••left Apr 2, 2008, registered Apr 16, 2008 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address