RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- T•• C•••••• independent RIA currentsince Nov 15, 2024 · Plano, Tx
- S•• I••••••••• A•••••••• I••• formerAug 12, 2014 to Jan 2, 2025 · Plano, Tx
- A••••••• P••••••• A•••••••• L•• formerJun 5, 2014 to Jun 25, 2014 · La Quinta, Ca
- T•• A••••••• L•• formerJan 31, 2007 to Oct 15, 2014 · Plano, Tx
- V•• A••••••• S••••••• formerMay 30, 2006 to Jan 8, 2007 · Overland Park, Ks
- F•••• F•••••••• E••••• C••••••••• formerApr 29, 2005 to Jun 1, 2006 · Plano, Tx
- T•• A••••••• L•• formerJul 12, 2002 to Dec 31, 2006 · Plano, Tx
- T•• A••••••• L•• formerJul 12, 2002 to Dec 31, 2002 · Plano, Tx
- S•• I••••••••• A•••••••• I••• to T•• C••••••left Jan 2, 2025, registered Nov 15, 2024 (-48 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- T•• A••••••• L•• to A••••••• P••••••• A•••••••• L••left Oct 15, 2014, registered Jun 5, 2014 (-132 days) · Other
- A••••••• P••••••• A•••••••• L•• to S•• I••••••••• A•••••••• I•••left Jun 25, 2014, registered Aug 12, 2014 (48 days) · Other
- V•• A••••••• S••••••• to T•• A••••••• L••left Jan 8, 2007, registered Jan 31, 2007 (23 days) · Other
- T•• A••••••• L•• to F•••• F•••••••• E••••• C•••••••••left Dec 31, 2006, registered Apr 29, 2005 (-611 days) · Other
- F•••• F•••••••• E••••• C••••••••• to V•• A••••••• S•••••••left Jun 1, 2006, registered May 30, 2006 (-2 days) · Other
- B•••• G•••• J•••• left S•• I••••••••• A•••••••• I••• for T•• C•••••• (registered 2024-11-15)Jan 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address