RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
N••••••• P•••• K••••••
- J•• I••••••••• M••••••••• L•• state registered currentsince Jan 26, 2012 · Palm Beach Gardnes, Fl
- J•• F••••••••• L•• unclassifiedMay 28, 2008 to Dec 31, 2013 · Jupiter, Fl
- P••••••••• A••••••• S••••••• L•• formerSep 7, 2005 to May 13, 2008 · Calabasas, Ca
- J•• F••••••••• L•• to J•• I••••••••• M••••••••• L••left Dec 31, 2013, registered Jan 26, 2012 (-705 days) · Other
- P••••••••• A••••••• S••••••• L•• to J•• F••••••••• L••left May 13, 2008, registered May 28, 2008 (15 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address