RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A••• H••••••
- L•• F•••••••• L•• BD affiliated currentsince Dec 2, 2025 · Boynton Beach, Fl
- O•••• W•••••• I••• BD affiliatedJan 24, 2025 to Dec 4, 2025 · New Alexandria, Pa
- O•••• F•• I••• formerDec 13, 2004 to Jan 24, 2025 · Pittsburgh, Pa
- V••••••• I••••••••• A•••••••• I••• unclassifiedMar 15, 2000 to Dec 4, 2003 · Pittsburgh, Pa
- O•••• W•••••• I••• to L•• F•••••••• L••left Dec 4, 2025, registered Dec 2, 2025 (-2 days) · Affiliated broker-dealer or bank to another
- O•••• F•• I••• to O•••• W•••••• I•••left Jan 24, 2025, registered Jan 24, 2025 (0 days) · corporate re-registration, not a move
- V••••••• I••••••••• A•••••••• I••• to O•••• F•• I•••left Dec 4, 2003, registered Dec 13, 2004 (375 days) · Other
- B•••• A••• H•••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2025-12-02)Dec 4, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 40derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address