DFX Intelligence
RIA Intelligence
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Registered advisor
S•••••• M••••• M•••••
Feed of 09/14/2026
At current firm
9 y
since Oct 21, 2016
In the industry
41 y
since Jan 11, 1985 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S66, S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F••• F•••••••• M••••••••• independent RIA currentsince Oct 21, 2016 · Ann Arbor, Mi
- P•••••• state registered currentsince Oct 21, 2016 · Ann Arbor, Mi
- A••••••••• A•••••• S•••••••• I••• unclassifiedOct 26, 2007 to Nov 25, 2008 · Ann Arbor, Mi
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• A•••••• S•••••••• I••• to F••• F•••••••• M•••••••••left Nov 25, 2008, registered Oct 21, 2016 (2887 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address