RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••• A•••• B••••
- L•• F•••••••• L•• BD affiliated currentsince Nov 13, 2025 · Deerfield, Il
- B•••• • Y•••• I••••••••• A•••••••• I••• formerFeb 17, 2009 to Jan 20, 2026 · Northfield, Il
- H•••••• C••• I••••••••• A•••••••• I••• formerOct 17, 2006 to Apr 14, 2009 · Northbrook, Il
- G••••••• F•••••••• P••••••• C••••••••• unclassifiedNov 2, 2004 to Apr 1, 2008 · Northbrook, Il
- C••••• I••••••••• A••••••• L•• BD affiliatedMay 6, 2004 to Nov 22, 2024 · Northbrook, Il
- G••••••• F•••••••• P••••••• C••••••••• unclassifiedFeb 9, 1998 to Oct 29, 2004 · Northbrook, Il
- B•••• • Y•••• I••••••••• A•••••••• I••• to L•• F•••••••• L••left Jan 20, 2026, registered Nov 13, 2025 (-68 days) · RIA to affiliated broker-dealer or bank · moved with a team
- C••••• I••••••••• A••••••• L•• to G••••••• F•••••••• P••••••• C•••••••••left Nov 22, 2024, registered Nov 2, 2004 (-7325 days) · Other
- H•••••• C••• I••••••••• A•••••••• I••• to B•••• • Y•••• I••••••••• A•••••••• I•••left Apr 14, 2009, registered Feb 17, 2009 (-56 days) · Other
- G••••••• F•••••••• P••••••• C••••••••• to H•••••• C••• I••••••••• A•••••••• I•••left Apr 1, 2008, registered Oct 17, 2006 (-532 days) · Other
- G••••••• F•••••••• P••••••• C••••••••• to C••••• I••••••••• A••••••• L••left Oct 29, 2004, registered May 6, 2004 (-176 days) · Other
- G•••• A•••• B•••• left B•••• • Y•••• I••••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-11-13)Jan 20, 2026 · Advisor changed firm · fact
- G•••• A•••• B•••• left C••••• I••••••••• A••••••• L•• for G••••••• F•••••••• P••••••• C••••••••• (registered 2004-11-02)Nov 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address