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Registered advisor
F•••••• P••• M•••••••
Feed of 09/14/2026
Also filed as Frank P M•••••••
At current firm
1 y
since Jan 1, 2025
In the industry
41 y
since Feb 8, 1985 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O•••• W•••••• I••• BD affiliated currentsince Jan 1, 2025 · Pt St Lucie, Fl
- A••••••• P••••••••• A•••••••• I•• formerJun 30, 2015 to Oct 11, 2024 · Holbrook, Ny
- A••••••••• A•••••• S•••••••• I••• unclassifiedJun 25, 2003 to Feb 22, 2008 · Chicago, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 15, 1998 to Dec 19, 2002 · Schaumburg, Il
Moves
a registration end followed by a registration begin elsewhere
- A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••left Oct 11, 2024, registered Jan 1, 2025 (82 days) · corporate re-registration, not a move
- A••••••••• A•••••• S•••••••• I••• to A••••••• P••••••••• A•••••••• I••left Feb 22, 2008, registered Jun 30, 2015 (2685 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• A•••••• S•••••••• I•••left Dec 19, 2002, registered Jun 25, 2003 (188 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address