A••••• S••••••• R•••••

L•• F•••••••• L••BD affiliatedToledo, Ohdual registrantIAPD 1338932

Feed of 09/14/2026

Also filed as A••••• S••••••• R••••••••• S••••••• H••••••••• S••••••• R•••••

At current firm

3 y

since Oct 31, 2022

In the industry

20 y

since Nov 23, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 31, 2022 · Toledo, Oh
O•••• W•••••• I••• BD affiliated
Dec 4, 2012 to Oct 31, 2022 · Toledo, Oh
N••• F•••••••• G••••• I••• former
Sep 16, 2010 to Dec 4, 2012 · Toledo, Oh

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to L•• F•••••••• L••
left Oct 31, 2022, registered Oct 31, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
N••• F•••••••• G••••• I••• to O•••• W•••••• I•••
left Dec 4, 2012, registered Dec 4, 2012 (0 days) · Other

Signals

••• Locked
Oct 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address