DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••• A•• N••••••

M•• I•••••••• S•••••••• L••BD affiliatedN Andover, Madual registrantIAPD 1339710

Certified Financial Planner

Feed of 09/14/2026

Also filed as K•••••• Ann Nordah

At current firm

9 y

since Mar 25, 2017

In the industry

40 y

since Sep 3, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• I•••••••• S•••••••• L•• BD affiliated current
since Mar 25, 2017 · N Andover, Ma
M•• F•••••••• S•••••••• I••• former
Jan 21, 2016 to Mar 25, 2017 · N. Andover, Ma
M•••••• independent RIA
Jun 15, 2010 to Feb 1, 2018 · Overland Park,, Ks
N•• E•••••• S••••••••• C••••••••• former
Aug 2, 2007 to Dec 31, 2013 · Melrose, Ma
E•••••••• A•••••••• L•• national BD
Jun 1, 2005 to Aug 3, 2007 · North Andover, Ma
M••• S••••••••• C••••••••• unclassified
Jul 22, 2003 to Jun 1, 2005 · North Andover, Ma

Moves

a registration end followed by a registration begin elsewhere

M•••••• to M•• F•••••••• S•••••••• I•••
left Feb 1, 2018, registered Jan 21, 2016 (-742 days) · Other · moved with a team
M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
N•• E•••••• S••••••••• C••••••••• to M••••••
left Dec 31, 2013, registered Jun 15, 2010 (-1295 days) · Other
E•••••••• A•••••••• L•• to N•• E•••••• S••••••••• C•••••••••
left Aug 3, 2007, registered Aug 2, 2007 (-1 days) · Other
M••• S••••••••• C••••••••• to E•••••••• A•••••••• L••
left Jun 1, 2005, registered Jun 1, 2005 (0 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address