DFX Intelligence
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Registered advisor
A••••• N••••• H•••••
Feed of 09/14/2026
Also filed as A••••• N••••• H••••••••• H••••••••• N• H•••••
At current firm
8 y
since Feb 21, 2018
In the industry
38 y
since Jun 2, 1988 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Feb 21, 2018 · Shrewsbury, Nj
- L•• F•••••••• L•• BD affiliatedFeb 14, 2018 to Mar 2, 2018 · Atlantic City, Nj
- I••••• F•••••••• C••••••••• formerOct 25, 2012 to Feb 14, 2018 · Kendall Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Mar 2, 2018, registered Feb 21, 2018 (-9 days) · Other
- I••••• F•••••••• C••••••••• to L•• F•••••••• L••left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address