RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• T•••• B•••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Oct 5, 2011 · Allison Park, Pa
- W••••• S••••• S••••••••• I••• formerJul 19, 2007 to Oct 10, 2011 · Carnegie, Pa
- W••••• S••••• A••••••• I•• unclassifiedJul 19, 2001 to Nov 2, 2006 · Carnegie, Pa
- W••••• S••••• S••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 10, 2011, registered Oct 5, 2011 (-5 days) · Other
- W••••• S••••• A••••••• I•• to W••••• S••••• S••••••••• I•••left Nov 2, 2006, registered Jul 19, 2007 (259 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 49derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address