RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• A••••• B••••••
- B•••••• • P•••••••• I••• mixed wealth currentsince Oct 14, 2015 · Clyde Hill, Wa
- K•• F•••••••• S•••••••• I•• formerSep 3, 2002 to Sep 30, 2015 · Seattle, Wa
- O•••• F•• I••• formerAug 5, 1999 to Sep 30, 2002 · Seattle, Wa
- K•• F•••••••• S•••••••• I•• to B•••••• • P•••••••• I•••left Sep 30, 2015, registered Oct 14, 2015 (14 days) · Other
- O•••• F•• I••• to K•• F•••••••• S•••••••• I••left Sep 30, 2002, registered Sep 3, 2002 (-27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address