RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• W•••••• M•••••
- O••••••••• institutional currentsince Dec 11, 2023 · Greensboro, Nc
- T•••• F•••••••• A•••••••• I••• formerOct 4, 2019 to Dec 11, 2023 · Greensboro, Nc
- B•• A•••• M••••••••• C•••• otherJun 8, 2012 to Jan 13, 2016 · Chicago, Il
- M•• I••••••••• M••••••••• C•••• formerJan 11, 2007 to Jun 8, 2012 · Indianapolis, In
- T•••• F•••••••• A•••••••• I••• to O•••••••••left Dec 11, 2023, registered Dec 11, 2023 (0 days) · Other · moved with a team
- B•• A•••• M••••••••• C•••• to T•••• F•••••••• A•••••••• I•••left Jan 13, 2016, registered Oct 4, 2019 (1360 days) · Other
- M•• I••••••••• M••••••••• C•••• to B•• A•••• M••••••••• C••••left Jun 8, 2012, registered Jun 8, 2012 (0 days) · corporate re-registration, not a move
- J••• W•••••• M••••• left T•••• F•••••••• A•••••••• I••• for Onedigital (registered 2023-12-11)Dec 11, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address