DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Denis Jeffrey Conlon
Certified Financial Planner
Feed of 09/14/2026
At current firm
2 y
since Jun 14, 2024
In the industry
25 y
since May 30, 2001 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Jun 14, 2024 · Orland Park, Il
- Securities America Advisors, Inc. formerSep 18, 2020 to Jun 14, 2024 · Orland Park, Il
- Ssn Advisory, Inc. formerJul 5, 2018 to Sep 18, 2020 · Orland Park, Il
- Opus Wealth Management Group formerApr 29, 2016 to Aug 2, 2018 · Orland Park, Il
- Fsc Securities Corporation formerFeb 6, 2013 to May 2, 2016 · Orland Park, Il
- Retirement Plan Advisors, LLC mixed wealthJan 2, 2003 to Feb 25, 2013 · Chicago, Il
- Cambridge Investment Research, Inc. unclassifiedApr 8, 2002 to Dec 31, 2002 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to Osaic Wealth, Inc.left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- Ssn Advisory, Inc. to Securities America Advisors, Inc.left Sep 18, 2020, registered Sep 18, 2020 (0 days) · corporate re-registration, not a move
- Opus Wealth Management Group to Ssn Advisory, Inc.left Aug 2, 2018, registered Jul 5, 2018 (-28 days) · RIA to affiliated broker-dealer or bank
- Fsc Securities Corporation to Opus Wealth Management Groupleft May 2, 2016, registered Apr 29, 2016 (-3 days) · Other · moved with a team
- Retirement Plan Advisors, LLC to Fsc Securities Corporationleft Feb 25, 2013, registered Feb 6, 2013 (-19 days) · Other
- Cambridge Investment Research, Inc. to Retirement Plan Advisors, LLCleft Dec 31, 2002, registered Jan 2, 2003 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address