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RIA Intelligence
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Registered advisor
J••• H•••••• L•••
Feed of 09/14/2026
Also filed as J••• H L•••
At current firm
0 y
since Nov 25, 2025
In the industry
41 y
since Apr 3, 1985 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 25, 2025 · Calhoun, Ga
- D•••••• L••• S••••• L•• formerJan 7, 2026 to Apr 6, 2026 · Rome, Ga
- D•••••• L••• S••••• L•• formerMar 20, 2007 to Dec 31, 2025 · Savannah, Ga
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedApr 23, 2003 to Nov 13, 2003 · Calhoun, Ga
Moves
a registration end followed by a registration begin elsewhere
- D•••••• L••• S••••• L•• to no registered destinationleft Apr 6, 2026 · Departure, no registered destination
- D•••••• L••• S••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2025, registered Nov 25, 2025 (-36 days) · corporate re-registration, not a move
- R•••••• J•••• F•••••••• S•••••••• I••• to D•••••• L••• S••••• L••left Nov 13, 2003, registered Mar 20, 2007 (1223 days) · Other
Signals
- J••• H•••••• L••• no longer registered at D•••••• L••• S••••• L••; no later IA registration on IAPDApr 6, 2026 · Advisor departure · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address