DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Charles Albert Cerone
Feed of 09/14/2026
At current firm
6 y
since Jan 3, 2020
In the industry
22 y
since Aug 31, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Exodus Wealth, LLC independent RIA currentsince Jan 3, 2020 · Ocean, Nj
- Exodus Wealth, LLC independent RIAOct 22, 2018 to Dec 31, 2019 · Ocean, Nj
- Foresters Equity Services, Inc. formerMar 23, 2011 to Oct 18, 2018 · Marlton, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 23, 2009 to Dec 14, 2009 · Freehold, Nj
- Banc Of America Investment Services, Inc. unclassifiedOct 20, 2004 to Oct 23, 2009 · Freehold, Nj
- Quick & Reilly, Inc. unclassifiedSep 7, 2004 to Oct 20, 2004 · East Brunswick, Nj
Moves
a registration end followed by a registration begin elsewhere
- Foresters Equity Services, Inc. to Exodus Wealth, LLCleft Oct 18, 2018, registered Oct 22, 2018 (4 days) · Affiliated broker-dealer or bank to independent RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Foresters Equity Services, Inc.left Dec 14, 2009, registered Mar 23, 2011 (464 days) · Other
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- Quick & Reilly, Inc. to Banc Of America Investment Services, Inc.left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address