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Registered advisor
J••• M••••••• R••••
Feed of 09/14/2026
Also filed as J••• M••••••• Klatz
At current firm
0 y
since Feb 9, 2026
In the industry
41 y
since Mar 21, 1985 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Feb 9, 2026 · Hawthorne, Ny
- O•••• W•••••• I••• BD affiliatedOct 11, 2024 to Feb 11, 2026 · White Plains, Ny
- A••••••• P••••••••• A•••••••• I•• formerOct 14, 2005 to Oct 11, 2024 · Holbrook, Ny
- N••••• • L•••• S••••••••• I••• unclassifiedAug 15, 1997 to Jan 28, 2003 · Portchester, Ny
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Feb 11, 2026, registered Feb 9, 2026 (-2 days) · Affiliated broker-dealer or bank to another
- A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
- N••••• • L•••• S••••••••• I••• to A••••••• P••••••••• A•••••••• I••left Jan 28, 2003, registered Oct 14, 2005 (990 days) · Other
Signals
- J••• M••••••• R•••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2026-02-09)Feb 11, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address