RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• B•••• S••••••
- M••••• G•••• A••••••• S••••••• I•• state registered currentsince Jan 1, 2018 · Indianapolis, In
- P••••••• M••••••••• state registeredApr 13, 2010 to Dec 7, 2016
- M••••• G•••• A••••••• S••••••• I•• state registeredFeb 13, 2002 to Dec 31, 2017 · Indianapolis, In
- P••••••• M••••••••• state registeredDec 2, 1999 to Dec 31, 2008 · Indianapolis, In
- M••••• G•••• A••••••• S••••••• I•• to P••••••• M•••••••••left Dec 31, 2017, registered Apr 13, 2010 (-2819 days) · Other
- P••••••• M••••••••• to M••••• G•••• A••••••• S••••••• I••left Dec 7, 2016, registered Jan 1, 2018 (390 days) · Other
- P••••••• M••••••••• to M••••• G•••• A••••••• S••••••• I••left Dec 31, 2008, registered Feb 13, 2002 (-2513 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address