DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••• B••••••••
Feed of 09/14/2026
Also filed as D•••• Reeves
At current firm
1 y
since Jan 20, 2025
In the industry
26 y
since Sep 5, 2000 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 20, 2025 · Oxnard, Ca
- S•• I••••••••• I••• formerMar 18, 2013 to Feb 15, 2018 · Oxnard, Ca
- E•••••••• A•••••••• L•• national BDMay 8, 2001 to Mar 19, 2013 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- S•• I••••••••• I••• to L•• F•••••••• L••left Feb 15, 2018, registered Jan 20, 2025 (2531 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to S•• I••••••••• I•••left Mar 19, 2013, registered Mar 18, 2013 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address