DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Jeanne Ann Elliott
At current firm
6 y
since Aug 14, 2020
In the industry
24 y
since Oct 22, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Southcol Advisors other currentsince Aug 14, 2020 · Glen Ellyn, Il
- William Blair & Company L.L.C. BD affiliatedNov 17, 2009 to Mar 2, 2017 · Chicago, Il
- Nuveen Fund Advisors, LLC asset managerJan 2, 2002 to Oct 29, 2009 · Chicago, Il
Moves
a registration end followed by a registration begin elsewhere
- William Blair & Company L.L.C. to Southcol Advisorsleft Mar 2, 2017, registered Aug 14, 2020 (1261 days) · Other
- Nuveen Fund Advisors, LLC to William Blair & Company L.L.C.left Oct 29, 2009, registered Nov 17, 2009 (19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address