RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• M•••• B•••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 30, 2025 · Ocean Springs, Ms
- O•••• W•••••• I••• BD affiliatedJun 14, 2024 to Jul 2, 2025 · St. Petersburg, Fl
- S••••••••• A•••••• A•••••••• I••• formerOct 18, 2017 to Jun 14, 2024 · Biloxi, Ms
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerDec 14, 2015 to Oct 26, 2017 · Biloxi, Ms
- N••• F•••••••• G••••• I••• formerJan 22, 2009 to Dec 14, 2015 · Biloxi, Ms
- T•••••••• D•••• B••••• A•• A••••• unclassifiedSep 20, 2001 to Oct 27, 2009 · Biloxi, Ms
- O•••• W•••••• I••• to L•• F•••••••• L••left Jul 2, 2025, registered Jun 30, 2025 (-2 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to S••••••••• A•••••• A•••••••• I•••left Oct 26, 2017, registered Oct 18, 2017 (-8 days) · Other
- N••• F•••••••• G••••• I••• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••left Dec 14, 2015, registered Dec 14, 2015 (0 days) · Other
- T•••••••• D•••• B••••• A•• A••••• to N••• F•••••••• G••••• I•••left Oct 27, 2009, registered Jan 22, 2009 (-278 days) · Other
- L•••• M•••• B••••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2025-06-30)Jul 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address