DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Phillip Gerard Vogel

Vogel Wealth Management, LLCstate registeredOmaha, NeIA-onlyIAPD 1372368

Chartered Financial Consultant

Feed of 09/14/2026

Also filed as Phil Vogel

At current firm

3 y

since Aug 8, 2023

In the industry

40 y

since Mar 27, 1986 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Vogel Wealth Management, LLC state registered current
since Aug 8, 2023 · Omaha, Ne
Kcd Financial, Inc. independent RIA
Jan 25, 2007 to Aug 4, 2023 · Green Bay, Wi
Questar Asset Management, Inc. former
May 23, 2006 to Jan 9, 2007 · Omaha, Ne
Usallianz Securities, Inc. unclassified
Jan 13, 2006 to May 22, 2006 · Omaha, Ne

Moves

a registration end followed by a registration begin elsewhere

Kcd Financial, Inc. to Vogel Wealth Management, LLC
left Aug 4, 2023, registered Aug 8, 2023 (4 days) · RIA to a state-registered adviser
Questar Asset Management, Inc. to Kcd Financial, Inc.
left Jan 9, 2007, registered Jan 25, 2007 (16 days) · Other
Usallianz Securities, Inc. to Questar Asset Management, Inc.
left May 22, 2006, registered May 23, 2006 (1 days) · Other

Signals

Phillip Gerard Vogel left Kcd Financial, Inc. for Vogel Wealth Management, Llc (registered 2023-08-08)
Aug 4, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 40derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address