S••••• R••••• W••••••••

• L•• F•••••••• L•• BD affiliated current
  since Sep 20, 2005 · Broken Arrow, Ok
• N••• F•••••••• G••••• I••• former
  Sep 8, 2005 to Sep 16, 2005 · Broken Arrow, Oh
• M••••• S•••••• D• I••• unclassified
  Jul 20, 2004 to Aug 24, 2005 · Tulsa, Ok
• C•••••••• G••••• M•••••• I••• BD affiliated
  Jan 13, 1992 to Aug 14, 2002 · Tulsa, Ok

• N••• F•••••••• G••••• I••• to L•• F•••••••• L••
  left Sep 16, 2005, registered Sep 20, 2005 (4 days) · Other
• M••••• S•••••• D• I••• to N••• F•••••••• G••••• I•••
  left Aug 24, 2005, registered Sep 8, 2005 (15 days) · Other
• C•••••••• G••••• M•••••• I••• to M••••• S•••••• D• I•••
  left Aug 14, 2002, registered Jul 20, 2004 (706 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

41derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address