RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• F••••••• D••
- V••••• V••• C••••••••• L•• institutional currentsince Oct 18, 2012 · Huddleston, Va
- C•••••• S••••• • C••• I••• national BDNov 7, 2002 to Jan 15, 2003 · Boulder, Co
- C•••••• S••••• • C••• I••• to V••••• V••• C••••••••• L••left Jan 15, 2003, registered Oct 18, 2012 (3564 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address