RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• J••• B••••
- T••••• P••••• W••••• M••••••••• mixed wealth currentsince Jul 3, 2025 · Concord, Ma
- M••••••• W••••• P•••••• C••••• G••••• L•• independent RIAJun 10, 2019 to Jun 29, 2021 · Portsmouth, Nh
- A••••••••• F•••••••• S•••••••• L•• national BDOct 30, 2015 to Feb 26, 2016 · Portsmouth, Nh
- M••••••• W••••• P•••••• C••••• G••••• L•• to T••••• P••••• W••••• M•••••••••left Jun 29, 2021, registered Jul 3, 2025 (1465 days) · RIA to RIA
- A••••••••• F•••••••• S•••••••• L•• to M••••••• W••••• P•••••• C••••• G••••• L••left Feb 26, 2016, registered Jun 10, 2019 (1200 days) · Affiliated broker-dealer or bank to independent RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 41derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address