DFX Intelligence
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Registered advisor
P•••• F•••••• S••••
Feed of 09/15/2026
Also filed as P•••• F• S••••
At current firm
17 y
since Aug 13, 2009
In the industry
31 y
since Nov 30, 1994 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
3
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset manager currentsince Aug 13, 2021 · Ridgefield, Ct
- F•••••••• S••••••••• C•••• no RAUM currentsince Nov 11, 2009 · Pittsburgh, Pa
- F•••••••• I••••••••• C••••••••• institutional currentsince Aug 13, 2009 · Ridgefield, Ct
- F•••••••• G••••• I••••••••• M••••••••• C•••• asset managerJul 15, 2014 to Dec 31, 2020 · Rochester, Ny
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• asset managerAug 13, 2009 to May 12, 2011 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• to F•••••••• I••••••••• C•••••••••left May 12, 2011, registered Aug 13, 2009 (-637 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address