DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Mdt Advisers, A Division Of Federated Mdta LLC
Legal name Federated Mdta LLC
Latest filing Sep 8, 2026
First filing on the tape Mar 12, 2012 · 37 filings
SEC status approved since Nov 13, 1997
RAUM
$26B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
3.8%
$991M individuals and HNW
Advisors
206
registered through the firm on IAPD
RAUM per advisor
$126M
derived; firm RAUM over IAPD count
Employees
21
19 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$26B as of May 21, 2026
Mar 12, 2012$1.7B then
HNW client RAUM$486M as of May 21, 2026
Mar 16, 2018$114M then
State-registered IARs (5.B.3)1 as of May 21, 2026
Mar 13, 20132 then
Employees (5.A)21 as of May 21, 2026
Mar 13, 201317 then
Private funds1 as of Mar 15, 2021
Mar 12, 20121 then
RAUM +122% over the last fiscal year+73% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
- RAUM per advisor
- $126MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 11derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $11.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.1derivedItem 5.A over advisors
- Advisors per office
- 103.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +122%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +72%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, educational seminars, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$23B90%
- Pooled investment vehicles$1.2B4.6%
- Individuals$505M1.9%
- High-net-worth individuals$486M1.9%
- Pension and profit-sharing plans$356M1.4%
- Corporations and businesses$45.9M0.2%
- Charitable organizations$10.0M0.0%
- Individual clients
- 1,955reported
- HNW clients
- 253reported
- Pension plan clients
- 65reported
- Charitable clients
- 16reported
- Accounts
- 2,360reported
- Financial planning clients
- n/areported
- Wrap fee programs
- $0 sponsored, $984M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.04 fund_share=0.95 institutional_share=0.01 related_bd=true related_bank=true bd_reps=1.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John Carroll Duane | Boston, Ma | Nov 24, 2008 | 20 y | 0 |
Advisor movement
9 left, 2 joined in 12 months
net -7 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 4.4% of current headcount12 left over 36 months
Left, latest
- Drew Haley to Federated Global Investment Management Corp.Aug 25, 2026 · Other
- John Robert Stanley to Federated Global Investment Management Corp.Jul 17, 2026 · Other
- Robert Lefone James to Federated Global Investment Management Corp.Jun 18, 2026 · Other
- Scott Robert Kelley to Federated Global Investment Management Corp.Jun 1, 2026 · Other
- Nicholas Rubinowicz to Morgan StanleyMay 11, 2026 · Other
- Emily Coughlin to Federated Global Investment Management Corp.May 7, 2026 · Other
- Michael E Brown to UBS Financial Services Inc.Feb 26, 2026 · Other
- Benjamin Adam Morgret to Federated Global Investment Management Corp.Jan 23, 2026 · Other
- Nicholas Vincent Fiano to Capital Client Group, Inc.Jan 7, 2026 · Other
- Matthew Lawrence Ryan to Federated Global Investment Management Corp.Aug 11, 2025 · Other
- Ryan Alexander Fairbrother to Federated International Securities Corp.Jun 26, 2025 · Other
- Dante Francis Sienko to Hapanowicz FinancialAug 8, 2024 · Other
- Brett Adam Dusch to Hbks Wealth AdvisorsAug 20, 2021 · Other
- Neal Siena to Ameriprise Financial Services, LLCOct 13, 2020 · Other
- Kristen Nicole Thomas to Ifg Advisory, LLCSep 16, 2020 · Other
Joined, latest
- Emily Coughlin from Federated Investment CounselingDec 10, 2025 · Other
- Michael E Brown from Federated Global Investment Management Corp.Nov 25, 2025 · Other
- Nicholas Rubinowicz from Federated Global Investment Management Corp.Jan 3, 2024 · Other
- Scott Robert Kelley from Federated Securities Corp.May 17, 2022 · Other
- Nicholas Vincent Fiano from Federated Global Investment Management Corp.Mar 29, 2022 · Other
- John Stuart Larson from Gardner Lewis Asset Management LPJun 22, 2021 · Other
- Elizabeth Dorothy Kline from Federated Securities Corp.Dec 6, 2019 · Other
- Benjamin Adam Morgret from Federated Securities Corp.Sep 23, 2019 · Other
- Maya Gorokhovskiy from New York Life Investment Management LLCApr 3, 2018 · Other
- Drew Haley from Federated Securities Corp.Feb 12, 2016 · Other
- Theodore Edward Williams from Blackrock Investment Management, LLCJul 9, 2015 · Other
- Robert Lefone James from Federated Investment CounselingJan 22, 2015 · Other
- Ryan Alexander Fairbrother from Federated Investment CounselingApr 15, 2014 · Other
- Louis Robert Hery from M&T Securities, Inc.Jun 6, 2012 · Other
- Patrick James Clark from Federated Global Investment Management Corp.Jan 6, 2011 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Edward JonesNov 24, 2017 · Boston, Ma
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Federated Hermes Mdt Market Neutral LLCno longer reported | Real Estate Fund | $5.5M | 12 | Mar 12, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Frank Stephen Auth · Chief Investment Officercontrolsince 03/2009 · owns less than 5%
- Christopher John Donahue · Chairman/Board Of Managerscontrolsince 07/2006 · owns less than 5%
- Robert Thomas Donahue · Board Of Managerscontrolsince 07/2006 · owns less than 5%
- Basil John Fisher · President/Ceo/Board Of Managerscontrolsince 07/2006 · owns less than 5%
- Paul Stephen Van Meter · Chief Compliance Officercontrolsince 07/2015 · owns less than 5%
- Frank George Magera · Secretarysince 08/2013 · owns less than 5%
- Anthony Richard Novak · Treasurersince 04/2013 · owns less than 5%
Entity owners
- Federated Mdta Trust · Memberdirect · owns 75% or more
- Hbss Acquisition Co. · Memberdirect · owns 25% to 50%
- Federated Hermes, Inc. · Shareholderindirect · owns 75% or more of Fii Holdings, Inc. · public reporting company
- Federated Mdta Trust · Shareholderindirect · owns 75% or more of Hbss Acquistion Co.
- Fii Holdings, Inc. · Shareholderindirect · owns 75% or more of Federated Mdta Trust
Related persons
Schedule D 7.A
- Federated Advisory Services Companyinvestment advisern
- Federated Equity Management Company Of Pennsylvaniainvestment adviserbanknRAUM $14B
- Federated Global Investment Management Corp.investment adviserbanknRAUM $14B
- Federated Hermes (Uk) Llpinvestment adviserbanknRAUM $25B
- Federated Hermes Japan Ltd.investment advisern
- Federated International Securities Corp.broker-dealerinvestment advisern
- Federated Investment Counselinginvestment adviserbanknRAUM $207B
- Federated Investment Management Companyinvestment adviserbanknRAUM $590B
- Federated Investors Australia Services Ltdinvestment advisern
- Federated Investors Trust Companybankn
- Federated Private Fund Of One Trade Finance Partnership General Partner, LLCinvestment advisern
- Federated Securities Corp.broker-dealerinvestment advisern
- Hermes Alternative Investment Management Limitedinvestment adviserbankpooled vehicle sponsorn
- Hermes Fund Managers Ireland Limitedinvestment adviserbankn
- Hermes Gpe (Singapore) Pte Limitedinvestment advisern
- Hermes Gpe (USA) Incinvestment advisernRAUM $1.7B
- Hermes Gpe Llpinvestment adviserpooled vehicle sponsornRAUM $8.9B
- Hermes Investment Management Limitedinvestment adviserbanknRAUM $25B
Advisers that list Mdt Advisers, A Division Of Federated Mdta LLC as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 205 | 13 | 2 | ||
| Pittsburgh, Pa | 111 | 11 | 5 | ||
| New York, Ny | 6 | 0 | 0 | ||
| Wexford, Pa | 6 | 0 | 0 | ||
| Sewickley, Pa | 5 | 0 | 0 | ||
| Venetia, Pa | 3 | 0 | 0 | ||
| Bethel Park, Pa | 3 | 1 | 0 | ||
| Canonsburg, Pa | 3 | 0 | 0 | ||
| Dallas, Tx | 3 | 0 | 0 | ||
| Venice, Ca | 2 | 0 | 0 | ||
| Washington, Pa | 2 | 0 | 0 | ||
| West Chester, Pa | 2 | 0 | 0 | ||
| Atlanta, Ga | 2 | 0 | 0 | ||
| Austin, Tx | 2 | 0 | 0 | ||
| Cranberry, Pa | 2 | 0 | 0 | ||
| Gibsonia, Pa | 2 | 1 | 0 | ||
| Hingham, Ma | 2 | 0 | 0 | ||
| Houston, Tx | 2 | 0 | 0 | ||
| Mars, Pa | 2 | 0 | 0 | ||
| Oakmont, Pa | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 16, 2026accounts (Item 5.F.2.f) moved from 1,392.0 to 2,360.0 (+70.0%) between the annual amendments of 2025-03-14 and 2026-03-16; the peer median change was +4.0% (111 comparable advisers, 95.0th percentile of changes)peers: asset managers, $20B and over (111) · 95% percentile
- client count surgeChange between filings · filing Mar 16, 2026individual and HNW clients (Item 5.D) moved from 1,287.0 to 2,208.0 (+72.0%) between the annual amendments of 2025-03-14 and 2026-03-16; the peer median change was +8.0% (38 comparable advisers, 97.0th percentile of changes)peers: asset managers, $20B and over (38) · 97% percentile
- RAUM up 50 %Change between filings · filing Mar 16, 2026RAUM (Item 5.F) moved from $11,663,958,404 to $25,945,922,671 (+122.0%) between the annual amendments of 2025-03-14 and 2026-03-16; the peer median change was +15.0% (471 comparable advisers, 98.0th percentile of changes)peers: asset managers, $20B and over (471) · 98% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMay 21, 2026 to Sep 8, 2026
- Succession · false to unsetMay 21, 2026 to Sep 8, 2026
- RAUM · $12B to $26BMar 14, 2025 to Mar 16, 2026
- Accounts · 1,392 to 2,360Mar 14, 2025 to Mar 16, 2026
- Advisory employees · 14 to 19Mar 14, 2025 to Mar 16, 2026
- Charity clients · 13 to 16Mar 14, 2025 to Mar 16, 2026
- Corporate clients · 26 to 49Mar 14, 2025 to Mar 16, 2026
- HNW clients · 163 to 253Mar 14, 2025 to Mar 16, 2026
- Individual clients · 1,124 to 1,955Mar 14, 2025 to Mar 16, 2026
- Pension plan clients · 51 to 65Mar 14, 2025 to Mar 16, 2026
- Pooled vehicle clients · 1 to 3Mar 14, 2025 to Mar 16, 2026
- Employees · 20 to 21Mar 14, 2025 to Mar 16, 2026
- Discretionary RAUM · $12B to $26BMar 14, 2025 to Mar 16, 2026
- HNW RAUM · $295M to $486MMar 14, 2025 to Mar 16, 2026
- Individual RAUM · $307M to $505MMar 14, 2025 to Mar 16, 2026
- Pension RAUM · $265M to $356MMar 14, 2025 to Mar 16, 2026
- Pooled vehicle RAUM · $21.8M to $1.2BMar 14, 2025 to Mar 16, 2026
- Wrap assets (manager) · $644M to $984MMar 14, 2025 to Mar 16, 2026
- Accounts · 954 to 1,392Aug 22, 2024 to Mar 14, 2025
- Advisory employees · 13 to 14Aug 22, 2024 to Mar 14, 2025
- Charity clients · 12 to 13Aug 22, 2024 to Mar 14, 2025
- Corporate clients · 21 to 26Aug 22, 2024 to Mar 14, 2025
- HNW clients · 118 to 163Aug 22, 2024 to Mar 14, 2025
- Individual clients · 750 to 1,124Aug 22, 2024 to Mar 14, 2025
- Pension plan clients · 44 to 51Aug 22, 2024 to Mar 14, 2025
- Pooled vehicle clients · 0 to 1Aug 22, 2024 to Mar 14, 2025
- Employees · 17 to 20Aug 22, 2024 to Mar 14, 2025
- Financial planning clients · unset to Aug 22, 2024 to Mar 14, 2025
- Other offices · 0 to 1Aug 22, 2024 to Mar 14, 2025
- Discretionary RAUM · $6.7B to $12BAug 22, 2024 to Mar 14, 2025
- HNW RAUM · $179M to $295MAug 22, 2024 to Mar 14, 2025
- Individual RAUM · $208M to $307MAug 22, 2024 to Mar 14, 2025
- Pension RAUM · $336M to $265MAug 22, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · $0 to $21.8MAug 22, 2024 to Mar 14, 2025
- RAUM · $6.7B to $12BAug 22, 2024 to Mar 14, 2025
- Wrap assets (manager) · $458M to $644MAug 22, 2024 to Mar 14, 2025
- Accounts · 916 to 954Jul 28, 2023 to Mar 15, 2024
- Advisory employees · 14 to 13Jul 28, 2023 to Mar 15, 2024
- Charity clients · 14 to 12Jul 28, 2023 to Mar 15, 2024
- Corporate clients · 24 to 21Jul 28, 2023 to Mar 15, 2024
Signals
19 dated events
- Drew Haley left Mdt Advisers, A Division Of Federated Mdta Llc for Federated Global Investment Management Corp. (registered 2021-08-13)Aug 25, 2026 · Advisor changed firm · fact
- John Robert Stanley left Mdt Advisers, A Division Of Federated Mdta Llc for Federated International Securities Corp. (registered 2023-10-26)Jul 17, 2026 · Advisor changed firm · fact
- Robert Lefone James left Mdt Advisers, A Division Of Federated Mdta Llc for Federated Global Investment Management Corp. (registered 2021-08-17)Jun 18, 2026 · Advisor changed firm · fact
- Scott Robert Kelley left Mdt Advisers, A Division Of Federated Mdta Llc for Federated Global Investment Management Corp. (registered 2022-07-18)Jun 1, 2026 · Advisor changed firm · fact
- Nicholas Rubinowicz left Mdt Advisers, A Division Of Federated Mdta Llc for Morgan Stanley (registered 2026-06-18)May 11, 2026 · Advisor changed firm · fact
- Emily Coughlin left Mdt Advisers, A Division Of Federated Mdta Llc for Federated Global Investment Management Corp. (registered 2025-12-10)May 7, 2026 · Advisor changed firm · fact
- Mdt Advisers, A Division Of Federated Mdta Llc reported RAUM $25.9B, up 122% from $11.7B (2025-03-14 to 2026-03-16)Mar 16, 2026 · RAUM change · derived
- Michael E Brown left Mdt Advisers, A Division Of Federated Mdta Llc for Ubs Financial Services Inc. (registered 2026-04-29)Feb 26, 2026 · Advisor changed firm · fact
- Benjamin Adam Morgret left Mdt Advisers, A Division Of Federated Mdta Llc for Federated Global Investment Management Corp. (registered 2019-10-31)Jan 23, 2026 · Advisor changed firm · fact
- Nicholas Vincent Fiano left Mdt Advisers, A Division Of Federated Mdta Llc for Capital Client Group, Inc. (registered 2026-01-26)Jan 7, 2026 · Advisor changed firm · fact
- Matthew Lawrence Ryan left Mdt Advisers, A Division Of Federated Mdta Llc for Federated Global Investment Management Corp. (registered 2021-08-17)Aug 11, 2025 · Advisor changed firm · fact
- Ryan Alexander Fairbrother left Mdt Advisers, A Division Of Federated Mdta Llc for Federated International Securities Corp. (registered 2019-08-07)Jun 26, 2025 · Advisor changed firm · fact
- Mdt Advisers, A Division Of Federated Mdta Llc reported RAUM $11.7B, up 75% from $6.7B (2024-08-22 to 2025-03-14)Mar 14, 2025 · RAUM change · derived
- Joseph Gordon Ceresino (Vice Chairman) no longer on Schedule A of Mdt Advisers, A Division Of Federated Mdta Llc (listed 2024-03-15, absent 2024-08-22)Aug 22, 2024 · Control person left · inference
- Dante Francis Sienko left Mdt Advisers, A Division Of Federated Mdta Llc for Hapanowicz Financial (registered 2024-10-15)Aug 8, 2024 · Advisor changed firm · fact
- Mdt Advisers, A Division Of Federated Mdta Llc reported RAUM $6.7B, up 33% from $5.0B (2023-07-28 to 2024-03-15)Mar 15, 2024 · RAUM change · derived
- Stuart Edward Foss (Sr Vice President/Chief Operating Officer) no longer on Schedule A of Mdt Advisers, A Division Of Federated Mdta Llc (listed 2023-03-22, absent 2023-07-28)Jul 28, 2023 · Control person left · inference
- Mdt Advisers, A Division Of Federated Mdta Llc reported RAUM $5.7B, up 34% from $4.2B (2019-06-20 to 2020-03-17)Mar 17, 2020 · RAUM change · derived
- Mdt Advisers, A Division Of Federated Mdta Llc reported RAUM $3.7B, up 65% from $2.2B (2017-07-25 to 2018-03-16)Mar 16, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/FEDERATED-HERMESreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FEDERATEDHERMES.COM/US/HOME.DOreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 617-235-7100reportedpublic record, Form ADV, Sep 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $126Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Mdt Advisers, A Division Of Federated Mdta LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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